ICSI FCS: F5678 COP: 4321 Peer Reviewed

K.S. Rao & Associates

Governance & Compliance Professionals

Established 1996

About the Firm

K.S. Rao & Associates is a premier Company Secretarial practice established in 1996, offering specialized governance and compliance advisory services to corporates, listed entities, and financial institutions across India. With nearly three decades of dedicated practice, our firm has built an unparalleled reputation for excellence in corporate governance, statutory compliance, and regulatory advisory.

Our team of experienced Fellows of the ICSI brings together deep domain expertise, meticulous attention to regulatory requirements, and a commitment to the highest standards of professional ethics. We serve as the governance backbone for organizations ranging from large listed companies to multi-national subsidiaries operating in India.

Our Mission

To provide the highest quality of governance and compliance solutions that enable our clients to operate with complete regulatory confidence.

28+ Years of Practice
500+ Companies Served
200+ Secretarial Audits
15,000+ ROC Filings

Experience & Credentials

ICSI Membership

FCS F5678

Fellow of the Institute of Company Secretaries of India

Certificate of Practice

COP No. 4321

Valid until 2027-03-31

Peer Review Certificate

PR-2023/0123

ICSI Quality Assurance

IBBI Registration

Registered IP

Insolvency & Bankruptcy Board of India

Firm Type

Partnership Firm

Established 1996

Professional Indemnity

Insured

Comprehensive professional coverage

Practice Areas

Specialized expertise across the full spectrum of company secretarial practice

Corporate Governance

Comprehensive governance advisory for boards and committees, ensuring compliance with best practices and regulatory requirements.

  • Board evaluation and effectiveness
  • Independent director compliance
  • Vigil mechanism and whistleblower policy
  • Related party transaction frameworks
  • CSR committee advisory

Statutory Compliance

End-to-end statutory compliance management including annual filings, event-based compliances, and regulatory reporting.

  • Annual returns (MGT-7/MGT-7A)
  • Financial statement filings (AOC-4)
  • Board and shareholder resolutions
  • DIR-3 KYC and DIN management
  • Charge creation and modification

Secretarial Audit

Comprehensive secretarial audits under Section 204 of the Companies Act, 2013 for prescribed companies and listed entities.

  • Section 204 Secretarial Audit
  • Secretarial Compliance Report
  • Annual Secretarial Compliance Report (ASCR)
  • Due diligence and compliance health check
  • Internal compliance audit

Capital Markets & SEBI

Full-spectrum SEBI compliance for listed entities including LODR, insider trading, and corporate actions.

  • SEBI LODR compliance
  • Insider Trading regulations (PIT)
  • Takeover Code advisory
  • IPO/FPO compliance support
  • Stock exchange filings and disclosures

Corporate Restructuring

Advisory on mergers, demergers, amalgamations, and schemes of arrangement under Companies Act and NCLT jurisdiction.

  • Mergers and amalgamations
  • Demergers and hive-offs
  • Schemes of arrangement
  • NCLT/NCLAT proceedings
  • Cross-border mergers

Foreign Investment & FEMA

Comprehensive FEMA compliance and foreign investment advisory for inbound and outbound investments.

  • FDI compliance and reporting
  • ECB/FCCB advisory
  • Overseas direct investment (ODI)
  • Liaison/Branch office compliance
  • Annual performance reports (APR)

Insolvency & Resolution

IBC advisory and representation including CIRP, resolution plans, and voluntary liquidation proceedings.

  • CIRP advisory
  • Resolution plan preparation
  • Liquidation proceedings
  • Personal insolvency matters
  • Voluntary winding up

Intellectual Property

Complete IP lifecycle management from prosecution to enforcement including trademarks, patents, and copyrights.

  • Trademark registration and prosecution
  • Patent filing and advisory
  • Copyright registration
  • IP portfolio management
  • IP due diligence

Our Professionals

KR

CS K.S. Rao

Founder & Senior Partner

FCS F5678 COP: 4321
FCSLL.B.CAIIBDiploma in Corporate Governance (ICSI)
Corporate GovernanceSEBI ComplianceInsolvency

28 years of practice

DM

CS Deepa Menon

Senior Partner

FCS F9012 COP: 6789
FCSLL.M. (Corporate Law)MBA
M&ARestructuringNCLT Matters

22 years of practice

AJ

CS Arun Joshi

Partner

ACS A34567 COP: 12345
ACSB.Com (Hons.)Diploma in Securities Law
Capital MarketsLODR ComplianceIPO Advisory

15 years of practice

KN

CS Kavitha Nair

Partner

FCS F7890 COP: 8901
FCSLL.B.Registered Insolvency Professional
FEMA/FDIIBCCross-border Transactions

18 years of practice

Sectors Served

Deep industry expertise across key sectors of the Indian economy

01 Banking & Financial Services
02 Manufacturing & Industrial
03 IT & Technology
04 Pharmaceuticals & Healthcare
05 Real Estate & Infrastructure
06 Energy & Power
07 Automotive
08 Government & PSU

Awards & Recognition

2023

Best Practicing CS Firm - Western Region

ICSI

2022

Excellence in Corporate Governance Advisory

WIRC-ICSI

2020

Outstanding Contribution to Secretarial Practice

ICSI

Contact Us

For professional consultations and governance advisory, please reach out to our office.

Office Suite 1201-1205, Governance Tower, BKC, Bandra East, Mumbai, Maharashtra 400051
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